Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2025)
    • SMF16 Compliance Oversight (since 28 Jul 2025)
    • [FCA CF] Significant management (since 16 Jun 2025)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 May 2025)
    • CF10 Compliance Oversight (12 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.