Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jones Regan Wealth Management Ltd (no longer approved here)

    FRN 484393

    • (5)Employed By (14 Feb 2020 to 31 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (AR) (7 Feb 2013 to 2 Mar 2020)
    • CF30 Customer (1 Nov 2011 to 31 Oct 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (23 Nov 2007 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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