Ian David Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 May 2025)
    • [FCA CF] Client dealing (since 27 May 2025)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Manager of certification employee (26 Mar 2020 to 18 Feb 2022)
    • [FCA CF] Functions requiring qualifications (26 Mar 2020 to 18 Mar 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (AR) (23 Jun 2017 to 3 Mar 2020)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (23 Jun 2017 to 3 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.