Ian David Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHESTERTON GRANT MORTGAGES LTD.

    FRN 300796

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 5 Apr 2024)
    • Responsible for Insurance Distribution (since 5 Apr 2024)
    • Responsibility for MCD Intermediation (since 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 12 May 2010)
    • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Jun 2004 to 20 Aug 2004)
    • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 22 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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