Ian David Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 17 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Jun 2008 to 17 Nov 2011)
    • CF21 Investment Adviser (21 Mar 2006 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (15 Nov 2005 to 21 Mar 2006)
  • Lighthouse (North East) Ltd (no longer approved here)

    FRN 214084

    • (3)Employed By (10 Oct 2002 to 21 Nov 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (16 Jul 2002 to 10 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.