Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Via Wealth Limited (no longer approved here)

    FRN 469162

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • Responsible for Insurance Mediation (1 Oct 2007 to 31 Aug 2009)
    • CF10 Compliance Oversight (1 Oct 2007 to 31 Aug 2009)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 31 Aug 2009)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF1 Director (1 Oct 2007 to 31 Aug 2009)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (11 Dec 2006 to 28 Sep 2007)
    • CF1 Director (AR) (6 Mar 2006 to 28 Sep 2007)
  • Law Financial Planning Limited (no longer approved here)

    FRN 228057

    • Employed By (4 Sep 2003 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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