Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- Responsible for Insurance Mediation (1 Oct 2007 to 31 Aug 2009)
- CF10 Compliance Oversight (1 Oct 2007 to 31 Aug 2009)
- CF11 Money Laundering Reporting (1 Oct 2007 to 31 Aug 2009)
- CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
- CF1 Director (1 Oct 2007 to 31 Aug 2009)
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- CF21 Investment Adviser (11 Dec 2006 to 28 Sep 2007)
- CF1 Director (AR) (6 Mar 2006 to 28 Sep 2007)
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- Employed By (4 Sep 2003 to 28 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.