Ian David Pennell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
    • [FCA CF] Client dealing (since 25 Apr 2022)
  • J. EDWARD SELLARS AND PARTNERS LIMITED (no longer approved here)

    FRN 116320

    • CF30 Customer (4 Sep 2012 to 1 Dec 2017)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (17 Mar 2008 to 10 Jun 2011)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 6 Mar 2008)
    • CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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