Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (8 Dec 2020 to 31 Dec 2021)
- SMF3 Executive Director (8 Dec 2020 to 31 Dec 2021)
- SMF1 Chief Executive (8 Dec 2020 to 31 Dec 2021)
- Responsible for Insurance Distribution (8 Dec 2020 to 31 Dec 2021)
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- CF1 Director (AR) (27 Oct 2020 to 12 Apr 2023)
- CF3 Chief Executive (AR) (29 Sep 2020 to 12 Apr 2023)
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- CF1 Director (AR) (27 Oct 2020 to 12 Apr 2023)
- CF3 Chief Executive (AR) (29 Sep 2020 to 12 Apr 2023)
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- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
- CF3 Chief Executive (19 Aug 2015 to 8 Dec 2019)
- CF1 Director (16 Feb 2015 to 19 Aug 2015)
- CF10a CASS Oversight function (16 Feb 2015 to 20 Apr 2016)
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- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
- CF3 Chief Executive (19 May 2016 to 8 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (2 Mar 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (2 Mar 2007 to 31 Oct 2007)
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- CF1 Director (17 Apr 2002 to 30 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.