Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Apr 2022)
    • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Feb 2007 to 16 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.