Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (4 Dec 2019 to 24 Sep 2022)
    • [FCA CF] Material risk taker (4 Mar 2019 to 24 Sep 2022)
    • [FCA CF] Client dealing (20 Sep 2018 to 24 Sep 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Jul 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.