Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (26 Apr 2024 to 31 May 2024)
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- Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 31 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (23 Oct 2009 to 18 Dec 2009)
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- CF21 Investment Adviser (16 Nov 2006 to 15 Oct 2007)
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- CF22 Investment Adviser (Trainee) (9 Jan 2006 to 18 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.