Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
- [FCA CF] Material risk taker (since 15 Nov 2022)
- [FCA CF] Manager of certification employee (since 1 Jul 2022)
- [FCA CF] Client dealing (since 28 Feb 2022)
-
Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 15 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
- [FCA CF] Manager of certification employee (since 1 Jul 2022)
- [FCA CF] Client dealing (since 28 Feb 2022)
-
Citibank Europe plc
FRN 211646
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
- [FCA CF] Material risk taker (since 15 Nov 2022)
- [FCA CF] Manager of certification employee (since 1 Jul 2022)
- [FCA CF] Client dealing (since 28 Feb 2022)
-
- [FCA CF] Material risk taker (7 Mar 2016 to 15 Feb 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Feb 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
-
- CF21 Investment Adviser (26 Apr 2002 to 25 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.