Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 28 Feb 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 28 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2022)
    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 28 Feb 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (26 Apr 2002 to 25 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.