Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Nov 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF23 Corporate Finance Adviser (31 Mar 2002 to 4 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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