Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF30 Customer (25 Jan 2023 to 29 Sep 2023)
    • CF1 Director (AR) (25 Jan 2023 to 29 Sep 2023)
    • [FCA CF] Client dealing (5 Dec 2022 to 14 Jun 2024)
    • [FCA CF] Functions requiring qualifications (5 Dec 2022 to 14 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (5 Dec 2022 to 5 Oct 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 12 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 12 Dec 2022)
    • CF24 Pension Transfer Specialist (16 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Dec 2001 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 12 Dec 2022)
  • ARW Mortgage Services Ltd (no longer approved here)

    FRN 409399

    • Employed By (31 Oct 2004 to 12 Dec 2022)
  • Aston Associates Financial Services Limited (no longer approved here)

    FRN 180449

    • Employed By (1 Dec 2001 to 16 Sep 2002)
  • ARW Wealth Managers Ltd (no longer approved here)

    FRN 208314

    • (3)Employed By (1 Dec 2001 to 12 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.