Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (25 Jan 2023 to 29 Sep 2023)
- CF1 Director (AR) (25 Jan 2023 to 29 Sep 2023)
- [FCA CF] Client dealing (5 Dec 2022 to 14 Jun 2024)
- [FCA CF] Functions requiring qualifications (5 Dec 2022 to 14 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (5 Dec 2022 to 5 Oct 2023)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 12 Dec 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2022)
- CF30 Customer (1 Nov 2007 to 12 Dec 2022)
- CF24 Pension Transfer Specialist (16 Oct 2006 to 31 Oct 2007)
- CF21 Investment Adviser (13 Dec 2001 to 31 Oct 2007)
- CF1 Director (AR) (1 Dec 2001 to 12 Dec 2022)
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- Employed By (31 Oct 2004 to 12 Dec 2022)
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- Employed By (1 Dec 2001 to 16 Sep 2002)
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- (3)Employed By (1 Dec 2001 to 12 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.