Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 31 May 2023)
    • [FCA CF] Manager of certification employee (12 May 2023 to 13 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jan 2023 to 12 May 2023)
    • [FCA CF] Material risk taker (2 Apr 2018 to 31 Mar 2022)
    • SMF18 Other Overall Responsibility (since 31 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (12 May 2023 to 13 May 2023)
    • [FCA CF] Manager of certification employee (12 May 2023 to 13 May 2023)
    • [FCA CF] Material risk taker (25 Jun 2018 to 31 Mar 2022)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (26 May 2022 to 10 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 10 Jan 2023)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • [FCA CF] Manager of certification employee (26 May 2022 to 10 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 10 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.