Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (since 31 May 2023)
- [FCA CF] Manager of certification employee (12 May 2023 to 13 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (10 Jan 2023 to 12 May 2023)
- [FCA CF] Material risk taker (2 Apr 2018 to 31 Mar 2022)
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Coutts & Company
FRN 122287
- SMF18 Other Overall Responsibility (since 31 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (12 May 2023 to 13 May 2023)
- [FCA CF] Manager of certification employee (12 May 2023 to 13 May 2023)
- [FCA CF] Material risk taker (25 Jun 2018 to 31 Mar 2022)
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- [FCA CF] Manager of certification employee (26 May 2022 to 10 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 10 Jan 2023)
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- [FCA CF] Manager of certification employee (26 May 2022 to 10 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 10 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.