Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- [FCA CF] Material risk taker (since 20 Sep 2022)
- SMF1 Chief Executive (since 6 Mar 2021)
- SMF9 Chair of the Governing Body (since 6 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF4 Chief Risk (9 Sep 2020 to 6 Mar 2021)
- CF1 Director (13 Nov 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.