Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Sep 2008 to 30 Jun 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Nov 2003 to 12 Jan 2006)
    • CF22 Investment Adviser (Trainee) (7 Apr 2003 to 10 Nov 2003)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (22 May 2002 to 1 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.