Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (9 Jan 2006 to 17 May 2007)
    • CF21 Investment Adviser (9 Jan 2006 to 17 May 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (4 Sep 2003 to 4 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Sep 2004)
  • Bradley & Howe Financial Services Ltd (no longer approved here)

    FRN 228108

    • Employed By (4 Sep 2003 to 31 Oct 2004)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.