Ian Boyd Southcott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Jun 2024)
    • CF1 Director (AR) (2 Aug 2018 to 21 Jun 2024)
    • CF30 Customer (2 Aug 2018 to 21 Jun 2024)
  • MOLYNEUX ASSOCIATES LIMITED (no longer approved here)

    FRN 624563

    • CF30 Customer (22 Dec 2014 to 8 Aug 2018)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (25 Mar 2013 to 1 Jul 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Mar 2011 to 1 Jul 2015)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (30 Mar 2011 to 21 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.