Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Material risk taker (since 8 Sep 2025)
- [FCA CF] Client dealing (since 8 Sep 2025)
- [FCA CF] Manager of certification employee (since 8 Sep 2025)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Material risk taker (since 8 Sep 2025)
- [FCA CF] Manager of certification employee (since 8 Sep 2025)
- [FCA CF] Client dealing (since 8 Sep 2025)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (14 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (14 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 27 Aug 2013)
- CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Feb 2005 to 16 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.