Ian Ashley Rawlings

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Jan 2017)
    • CF30 Customer (since 12 Jan 2017)
  • Sulis Wealth Ltd

    FRN 768844

    • (1)Employed By (since 12 Jan 2017)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (31 May 2013 to 19 Jul 2016)
  • CLIFTON CONSULTING LIMITED (no longer approved here)

    FRN 541544

    • Employed By (21 Mar 2011 to 19 Jul 2016)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF30 Customer (21 Aug 2008 to 19 Jul 2016)
  • Clifton 310311 Limited (no longer approved here)

    FRN 200448

    • Employed By (19 Mar 2007 to 21 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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