Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 2 Dec 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 10 Jun 2023)
    • [FCA CF] Material risk taker (21 Jul 2021 to 10 Jun 2023)
    • [FCA CF] Manager of certification employee (8 Jun 2021 to 10 Jun 2023)
    • [FCA CF] Client dealing (7 Nov 2018 to 10 Jun 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (21 Jul 2021 to 10 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 10 Jun 2023)
    • [FCA CF] Manager of certification employee (8 Jun 2021 to 10 Jun 2023)
    • [FCA CF] Client dealing (7 Nov 2018 to 10 Jun 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 10 Jun 2023)
    • [FCA CF] Material risk taker (21 Jul 2021 to 10 Jun 2023)
    • [FCA CF] Manager of certification employee (8 Jun 2021 to 10 Jun 2023)
    • [FCA CF] Client dealing (7 Nov 2018 to 10 Jun 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Aug 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 4 May 2011)
    • CF21 Investment Adviser (20 Dec 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.