Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BURGESS YACHTING FINANCIAL SERVICES LIMITED
FRN 572603
- SMF3 Executive Director (since 2 Dec 2024)
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- [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 10 Jun 2023)
- [FCA CF] Material risk taker (21 Jul 2021 to 10 Jun 2023)
- [FCA CF] Manager of certification employee (8 Jun 2021 to 10 Jun 2023)
- [FCA CF] Client dealing (7 Nov 2018 to 10 Jun 2023)
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- [FCA CF] Material risk taker (21 Jul 2021 to 10 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 10 Jun 2023)
- [FCA CF] Manager of certification employee (8 Jun 2021 to 10 Jun 2023)
- [FCA CF] Client dealing (7 Nov 2018 to 10 Jun 2023)
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- [PRA CF] Significant risk taker or Material risk taker (21 Jul 2021 to 10 Jun 2023)
- [FCA CF] Material risk taker (21 Jul 2021 to 10 Jun 2023)
- [FCA CF] Manager of certification employee (8 Jun 2021 to 10 Jun 2023)
- [FCA CF] Client dealing (7 Nov 2018 to 10 Jun 2023)
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- CF30 Customer (30 Aug 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 4 May 2011)
- CF21 Investment Adviser (20 Dec 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.