Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 31 May 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
    • CF1 Director (AR) (15 Jul 2015 to 9 Apr 2021)
    • CF30 Customer (15 Jul 2015 to 9 Apr 2021)
  • Cedar Wealth Planning Ltd (no longer approved here)

    FRN 709438

    • Employed By (15 Jul 2015 to 9 Apr 2021)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (4 Jun 2014 to 10 Jul 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (5 Nov 2009 to 30 Sep 2011)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (515)Employed By (5 Nov 2009 to 30 Sep 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Dec 2005 to 2 Jun 2006)
    • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 22 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.