Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (9 Dec 2019 to 2 Mar 2020)
- SMF3 Executive Director (9 Dec 2019 to 2 Mar 2020)
- CF10 Compliance Oversight (21 Feb 2008 to 1 Aug 2008)
- CF11 Money Laundering Reporting (21 Feb 2008 to 1 Aug 2008)
- Responsible for Insurance Mediation (1 Feb 2006 to 20 Sep 2006)
- CF8 Apportionment and Oversight (9 Apr 2002 to 31 Oct 2007)
- CF3 Chief Executive (9 Apr 2002 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
-
- SMF1 Chief Executive (10 Dec 2018 to 3 Mar 2020)
- SMF3 Executive Director (10 Dec 2018 to 3 Mar 2020)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF10 Compliance Oversight (21 Feb 2008 to 1 Aug 2008)
- CF11 Money Laundering Reporting (21 Feb 2008 to 1 Aug 2008)
- CF1 Director (10 Nov 2004 to 9 Dec 2018)
- CF3 Chief Executive (10 Nov 2004 to 6 Mar 2016)
- CF8 Apportionment and Oversight (10 Nov 2004 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.