Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (14 Jul 2020 to 31 Dec 2020)
- [FCA CF] Material risk taker (8 Jul 2016 to 11 Nov 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 May 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (21 Feb 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.