Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (29 Jul 2022 to 11 Sep 2023)
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- SMF5 Head of Internal Audit (7 Mar 2016 to 29 Jul 2016)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (4 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.