Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walker, Dunnett & Co (no longer approved here)

    FRN 104753

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (2 Aug 2010 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
    • CF21 Investment Adviser (10 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2003 to 10 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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