Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (17 Nov 2014 to 8 Dec 2019)
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- (26)Employed By (2 Mar 2006 to 31 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alexander Calder Financial Ltd
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controlled function added: (26)Employed By at Alexander Calder Financial Ltd