Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Jan 2021 to 1 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Aug 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Aug 2024)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 1 Jan 2021)
- CF28 Systems and controls (22 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (16 Mar 2011 to 8 Aug 2014)
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- CF21 Investment Adviser (14 Jan 2003 to 28 Aug 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.