Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Significant management (1 Jan 2021 to 1 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Aug 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Aug 2024)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 1 Jan 2021)
    • CF28 Systems and controls (22 Sep 2014 to 6 Mar 2016)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (16 Mar 2011 to 8 Aug 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (14 Jan 2003 to 28 Aug 2006)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.