Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (4 Oct 2018 to 30 Nov 2023)
- [FCA CF] Client dealing (14 May 2018 to 30 Nov 2023)
- [FCA CF] Manager of certification employee (14 May 2018 to 30 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Feb 2018 to 30 Nov 2023)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Feb 2018)
- CF29 Significant management (1 Dec 2009 to 6 Mar 2016)
- CF30 Customer (27 Oct 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.