Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 10 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 6 Feb 2015)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (28 Aug 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 28 Aug 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (28 Aug 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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