Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Dec 2020 to 1 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 1 Aug 2025)
- [FCA CF] Significant management (7 Jul 2020 to 24 Aug 2023)
- [FCA CF] Client dealing (12 Oct 2016 to 1 Aug 2025)
- [FCA CF] Functions requiring qualifications (17 Aug 2016 to 1 Aug 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jul 2025)
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- [FCA CF] Significant management (7 Jul 2020 to 24 Aug 2023)
- [FCA CF] Client dealing (12 Oct 2016 to 1 Aug 2025)
- [FCA CF] Functions requiring qualifications (17 Aug 2016 to 1 Aug 2025)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Aug 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Jul 2025)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.