Iain Szucs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 3 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Feb 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Feb 2021)
    • CF30 Customer (1 Jun 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 1 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.