Iain Swatton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Later Life Property Finance Limited
FRN 1006554
- (1)Employed By (since 6 Feb 2024)
International Property Finance Limited
FRN 915694
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 31 Jul 2023)
- CF1 Director (AR) (since 26 May 2023)
Exemplar Financial Services Limited
FRN 996585
- (1)Employed By (since 26 May 2023)
Connells Limited (no longer approved here)
FRN 302221
- [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.