Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (12 Mar 2009 to 11 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 12 Mar 2009)
    • CF22 Investment Adviser (Trainee) (10 Jan 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (28 Oct 2004 to 5 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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