Iain Ross Hamilton Flockhart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Algorithmic trading (since 18 Oct 2023)
    • [FCA CF] Significant management (since 15 Feb 2022)
    • [FCA CF] Manager of certification employee (since 16 Dec 2019)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (8 Aug 2013 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Algorithmic trading (since 18 Oct 2023)
    • [FCA CF] Significant management (since 15 Feb 2022)
    • [FCA CF] Manager of certification employee (since 16 Dec 2019)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • TURQUOISE GLOBAL HOLDINGS LIMITED (no longer approved here)

    FRN 525956

    • Director of firm who is not a certification employee or a SMF manager (2 Jul 2020 to 7 Jun 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 16 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.