Iain Plunkett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coventry Building Society

    FRN 150892

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jul 2024)
  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 3 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 May 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF24 Chief Operations (10 Jul 2020 to 3 Oct 2022)
    • [FCA CF] Manager of certification employee (26 Mar 2020 to 24 Nov 2020)
    • [FCA CF] Significant management (9 Jan 2020 to 24 Nov 2020)
    • [FCA CF] Material risk taker (9 Jan 2020 to 24 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jan 2020 to 24 Nov 2020)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF24 Chief Operations (10 Jul 2020 to 3 Oct 2022)
    • SMF3 Executive Director (10 Jul 2020 to 3 Oct 2022)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • CF4 Partner (23 Aug 2016 to 1 Feb 2017)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF1 Director (17 May 2016 to 1 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

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