Iain Pink

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 30 Jun 2023)
    • CF30 Customer (28 Sep 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Sep 2009 to 28 Feb 2014)
    • CF21 Investment Adviser (28 Feb 2005 to 22 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.