Iain Patrick Whittaker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc

    FRN 119256

    • [FCA CF] Client dealing (since 21 Aug 2025)
    • [FCA CF] Manager of certification employee (since 21 Aug 2025)
    • [FCA CF] Algorithmic trading (since 21 Aug 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (1 Feb 2021 to 12 Dec 2023)
    • [FCA CF] Client dealing (1 Feb 2021 to 12 Dec 2023)
    • CF30 Customer (2 Jul 2013 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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