Iain MacLean MacAulay

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INDEPENDENT MORTGAGE SHOP LIMITED

    FRN 791831

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 May 2018)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
  • RMK Financial (no longer approved here)

    FRN 194565

    • (5)Employed By (1 Dec 2001 to 30 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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