Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (5 Dec 2023 to 11 Feb 2025)
- [FCA CF] Significant management (19 Oct 2023 to 5 Dec 2023)
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- [FCA CF] Material risk taker (23 Sep 2022 to 2 Jan 2024)
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- [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Mar 2021)
- [FCA CF] Significant management (2 Mar 2017 to 3 Jul 2018)
- [FCA CF] Manager of certification employee (2 Mar 2017 to 8 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (2 Mar 2017 to 31 Oct 2021)
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- [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 Oct 2021)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Mar 2021)
- [FCA CF] Significant management (1 Jul 2018 to 3 Jul 2018)
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- SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 2 Nov 2017)
- SMF9 Chair of the Governing Body (7 Mar 2016 to 2 Nov 2017)
- CF2 Non Executive Director (25 Oct 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.