Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Buchanan Johnston Flynn Limited
FRN 175588
- (2)Employed By (since 23 Feb 2024)
- (4)Employed By (19 Sep 2012 to 23 Feb 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 14 Feb 2024)
- CF30 Customer (since 20 Oct 2023)
- CF1 Director (AR) (since 20 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2024)
- CF30 Customer (19 Sep 2012 to 23 Feb 2024)
- CF1 Director (AR) (19 Sep 2012 to 23 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Buchanan Johnston Flynn Limited
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controlled function added: (4)Employed By at Buchanan Johnston Flynn Limited
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controlled function added: (2)Employed By at Buchanan Johnston Flynn Limited