Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 13 May 2025)
    • (2)Employed By (since 20 Mar 2023)
    • (4)Employed By (25 Feb 2014 to 19 Oct 2021)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (since 19 Oct 2021)
    • CF1 Director (AR) (since 19 Sep 2021)
    • CF30 Customer (since 19 Sep 2021)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2021)
    • CF1 Director (AR) (17 Oct 2017 to 19 Oct 2021)
    • CF30 Customer (17 Oct 2017 to 19 Oct 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (25 Feb 2014 to 31 Oct 2017)
    • CF30 Customer (1 Nov 2010 to 31 Oct 2017)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (1 Nov 2010 to 6 Sep 2013)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (29 Apr 2010 to 21 Nov 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (29 Apr 2010 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apropos Wealth Management Limited

  2. controlled function added: (4)Employed By at Apropos Wealth Management Limited

  3. controlled function added: (2)Employed By at Apropos Wealth Management Limited