Iain Fraser Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP

    FRN 530083

    • SMF27 Partner (since 26 Nov 2025)
    • [FCA CF] Material risk taker (since 23 May 2023)
    • SMF27 Partner (11 Aug 2022 to 20 Aug 2024)
    • SMF18 Other Overall Responsibility (10 Aug 2021 to 11 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 11 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Aug 2022)
    • CF4 Partner (8 Feb 2011 to 27 Jun 2012)
    • CF30 Customer (13 Dec 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.