Iain Ford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Oct 2016)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (2)Employed By (since 7 Oct 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (31 Aug 2012 to 4 Jun 2014)
    • CF4 Partner (AR) (31 Aug 2012 to 4 Jun 2014)
  • M3W Wealth Management LLP (no longer approved here)

    FRN 535223

    • Employed By (19 Nov 2010 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.