Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pearwood Financial Planning Limited
FRN 1006055
- (2)Employed By (since 14 Dec 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 Jan 2010)
- CF30 Customer (since 2 Jul 2009)
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- (35)Employed By (20 Aug 2020 to 29 Feb 2024)
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- Employed By (2 Jul 2009 to 7 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.