Iain Colquhoun

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [PRA CF] Managing a material risk taker (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 1 Mar 2019)
    • [FCA CF] Material risk taker (since 1 Mar 2019)
    • [FCA CF] Client dealing (since 1 Mar 2019)
    • [PRA CF] Managing a material risk taker (1 Mar 2019 to 19 Jul 2023)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Manager of certification employee (1 Mar 2019 to 13 Dec 2024)
    • [FCA CF] Client dealing (1 Mar 2019 to 13 Dec 2024)
    • [FCA CF] Material risk taker (1 Mar 2019 to 13 Dec 2024)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (2 Feb 2015 to 6 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 5 Jan 2015)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF26 Customer Trading (8 Sep 2004 to 20 Jun 2005)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF26 Customer Trading (8 Sep 2004 to 20 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.