Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (98)SMF3 Executive Director (7 Mar 2016 to 27 Aug 2018)
    • (99)CF14 Risk Assessment (23 Sep 2003 to 6 Feb 2004)
    • (102)CF1 Director (24 Jan 2002 to 6 Mar 2016)
    • (100)CF8 Apportionment and Oversight (1 Dec 2001 to 6 Feb 2004)
    • (101)CF3 Chief Executive (1 Dec 2001 to 6 Feb 2004)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF1 Director (AR) (14 Jan 2005 to 23 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (98)SMF3 Executive Director at Tesco Personal Finance Limited

  2. controlled function added: (99)CF14 Risk Assessment at Tesco Personal Finance Limited

  3. controlled function added: (100)CF8 Apportionment and Oversight at Tesco Personal Finance Limited

  4. controlled function added: (101)CF3 Chief Executive at Tesco Personal Finance Limited

  5. controlled function added: (102)CF1 Director at Tesco Personal Finance Limited