Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Dec 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Oct 2022)
- CF1 Director (AR) (13 Sep 2019 to 25 Oct 2022)
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- CF21 Investment Adviser (11 Nov 2002 to 12 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.