Iain Andrew Dalling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2026)
    • CF30 Customer (5 Nov 2010 to 25 Feb 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 14 Jul 2010)
    • CF21 Investment Adviser (5 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2005 to 5 Sep 2005)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (8 Jun 2006 to 5 May 2008)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.